FAIS Compliance & Licensing CC

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Company name
FAIS Compliance & Licensing CC
Address
54 St Andrews Drive, Unit 3 Brannic House, Durban North, 4051, Durban, Kwa Zulu Natal, South Africa
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Phone Number
0318223448
Mobile phone
0832573129
Fax
0865047496
Working hours
Wednesday: 08:00-4:30  See All
Contact Person
Alida Govender
Establishment year 2011
Employees 1-5
Registration code Compliance Officer Number 5878

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Company Details

Location map
54 St Andrews Drive, Unit 3 Brannic House, Durban North, 4051, Durban, Kwa Zulu Natal, South Africa Get Directions
Description
FAIS Compliance and Licensing is a licensed compliance practice with the Financial Sector Conduct Authority (FSCA) under practice number 5878. We act as external FAIS compliance officers for Financial Services Providers (FSP's) in Durban and surrounding areas. We offer a full range of FAIS compliance services from compliance monitoring to licence application facilitation. We provide FSP's with access to compliance templates and provide guidance on the various compliance processes and procedures. FAIS Compliance and Licensing offers affordable rates to suit small to large FSP's. We pride ourselves in building a personal business relationship with all our clients. FAIS Compliance and Licensing is your answer to committed, personalised and quality compliance services.

We are proud to be selected as a preferred compliance practice provider by the Financial Intermediaries Association of Southern Africa (FIA).
Working hours
Monday:08:00-4:30
Tuesday:08:00-4:30
Wednesday:08:00-4:30
Thursday:08:00-4:30
Friday:08:00-3:30
Saturday:closed
Sunday:closed
Products & Services
Compliance Monitoring
Compliance Monitoring
Includes quarterly monitoring visits, completing of Annual Compliance Reports, Uploading of Financial Statements prepared by the FSP's Accountant, profile changes, FSB liaison, FAIS Updates, Newsletters etc.
Licence Application
Licence Application
Guidance, compilation, submission and facilitation of a new FSP licence application. Our fees are separate from the FSB fees.
Call Centre Compliance Services
Call Centre Compliance Services
Compliance Monitoring specific to call centre FSP's inclusive of script analysis, QA procedures, review of Binder and Outsource agreements and training.

Verified Business

FAIS Compliance & Licensing CC - company profile is confirmed by company owner / representative person / directory administrator.
Last update: November 2020 - View Status


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